Representative Deals
$3.04m Hybrid RIA Team Brings In $24.6M All In Offer
Our client is single advisor practice who leads an office of 3 financial advisors with 2 support staff. They are a hybrid RIA with 80% of its revenue being fee-based and 20% being from insurance, annuity, or commission related products. This was not an ensemble practice but a advisor that had bought several practices...
$1m Pure RIA Brings In $6m All In Offer
Our client is a pure RIA specializing in money management for contingency fees attorneys. They are a pure RIA with 100% of its revenue being fee-based. This was not an ensemble practice but a division where there was one lead advisor and one staff person. The company had built these assets over 7 years and wanted to...
$3.3m Hybrid RIA Brings In $28m All In Offer
Our client is a four partner, fee-based financial planning and customized portfolio management firm based out of the Midwest. They have a unique methodology to delivering wealth management services for ultra-high net-worth clients.
$950k RIA Brings In A 5.4X Offer
Our client is an independent RIA established in 20009 in the Northeast United States that focuses on asset management and comprehensive Financial Planning for their clients. This business has a very efficient and lean operation that has been growing year over year with a well-trained support staff.
Sub $1m Investment Advisor Brings In $5.1m All In Offer
Our client is a 38 year old sole practitioner who has one full time staff person. They are fee based, financial planning focused with over 90% of their clients having gone through the planning process at least once. Over 85% of their revenue comes from advisory fee’s with the differential from insurance and annuities....
$3m Hybrid RIA Brings In $17m All In Offer
Our client is an ensemble practice of 3 advisors with a seasoned support staff team. They are a hybrid RIA with 90% of its revenue being fee-based and 10% being from annuity, alternatives, and insurance. This practice was located in a small rural city and has been in its location for 20 years. The lead advisor had...
$2m Independent Advisor Brings In $15m All In Offer
Our client is an independent advisor (IBD) running a high-margin solo practice with one full-time staff. She acquires a significant volume of new clients through referrals and has a strong CAGR (growth rate) averaging over 20% per year over the last 3 years. Her success is based on building deep client relationships...
$3.5m Hybrid RIA Brings In $21.5m
Our client is an ensemble practice with 3 financial advisors and 3 support staff with locations in two different states. They are a hybrid RIA with 90% of its revenue being fee-based (advisory and trails) and 10% being from alternatives and annuities. The lead advisor was handling primarily 1mm plus households and the...
$4m Hybrid RIA Brings In $48m Offer
Our client is a hybrid practice with 3 second-generation advisors. The bulk of their business revenue derives from wealth management. The firm was established in 1994 and has had a growth rate of approximately 15% a year over the past 5 years. The client is a referral-based practice with the primary source of new...
$7m Hybrid RIA Brings In $45.5m Offer
Our client is a branch manager who leads an office of more than 10 advisors with support staff. They are a hybrid RIA with 80% of its revenue being fee-based and 20% being from old insurance and annuity contracts. This was not an ensemble practice but a super OSJ meaning the advisors own their own practices. The branch...